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Narcolepsy
What is
Narcolepsy?
Narcolepsy is a chronic neurological
disorder caused by the brain's inability to regulate
sleep-wake cycles normally. At various times throughout
the day, people with narcolepsy experience fleeting
urges to sleep. If the urge becomes overwhelming,
patients fall asleep for periods lasting from a few
seconds to several minutes. In rare cases, some people
may remain asleep for an hour or longer.

Narcoleptic sleep episodes can occur at
any time, and thus frequently prove profoundly
disabling. People may involuntarily fall asleep while at
work or at school, when having a conversation, playing a
game, eating a meal, or, most dangerously, when driving
an automobile or operating other types of potentially
hazardous machinery. In addition to daytime sleepiness,
three other major symptoms frequently characterize
narcolepsy: cataplexy, or the sudden loss of voluntary
muscle tone; vivid hallucinations during sleep onset or
upon awakening; and brief episodes of total paralysis at
the beginning or end of sleep.
Contrary to common beliefs, people with
narcolepsy do not spend a substantially greater
proportion of their time asleep during a 24-hour period
than do normal sleepers. In addition to daytime
drowsiness and involuntary sleep episodes, most patients
also experience frequent awakenings during nighttime
sleep. For these reasons, narcolepsy is considered to be
a disorder of the normal boundaries between the sleeping
and waking states.
For
most adults, a normal night's sleep lasts about 8 hours
and is composed of four to six separate sleep cycles. A
sleep cycle is defined by a segment of non-rapid eye
movement (NREM) sleep followed by a period of rapid eye
movement (REM) sleep. The NREM segment can be further
divided into stages according to the size and frequency
of brain waves. REM sleep, in contrast, is accompanied
by bursts of rapid eye movement (hence the acronym REM
sleep) along with sharply heightened brain activity and
temporary paralysis of the muscles that control posture
and body movement. When subjects are awakened from
sleep, they report that they were "having a dream" more
often if they had been in REM sleep than if they had
been in NREM sleep. Transitions from NREM to REM sleep
are governed by interactions among groups of neurons
(nerve cells) in certain parts of the brain.
Scientists now believe that
narcolepsy results from disease processes affecting
brain mechanisms that regulate REM sleep. For normal
sleepers a typical sleep cycle is about 100 - 110
minutes long, beginning with NREM sleep and
transitioning to REM sleep after 80 - 100 minutes. But,
people with narcolepsy frequently enter REM sleep within
a few minutes of falling asleep.
Who Gets
Narcolepsy?
Narcolepsy is not rare, but it is an
underrecognized and underdiagnosed condition. According
to current estimates, the disorder affects about one in
every 2,000 Americans-a total of more than 135,000
individuals. After obstructive sleep apnea and restless
legs syndrome,* narcolepsy is the third most frequently
diagnosed primary sleep disorder found in patients
seeking treatment at sleep clinics. But the exact
prevalence rate remains uncertain, and the disorder may
affect a larger segment of the population than currently
estimated.
Narcolepsy appears throughout the world
in every racial and ethnic group, affecting males and
females equally. But prevalence rates vary among
populations. Compared to the U.S. population, for
example, the prevalence rate is substantially lower in
Israel (about one per 500,000) and considerably higher
in Japan (about one per 600).
Most
cases of narcolepsy are sporadic-that is, the disorder
occurs independently in individuals without strong
evidence of being inherited. But familial clusters are
known to occur. Up to 10 percent of patients diagnosed
with narcolepsy with cataplexy report having a close
relative with the same symptoms. Genetic factors alone
are not sufficient to cause narcolepsy. Other
factors-such as infection, immune-system dysfunction,
trauma, hormonal changes, stress-may also be present
before the disease develops. Thus, while close relatives
of people with narcolepsy have a statistically higher
risk of developing the disorder than do members of the
general population, that risk remains low in comparison
to diseases that are purely genetic in origin.
*
Obstructive sleep apnea is a temporary cessation of
breathing that occurs repeatedly during sleep and is
caused by a narrowing of the airway. Restless legs
syndrome is a neurological disorder characterized by
unpleasant sensations-burning, creeping, tugging-in the
legs and an uncontrollable urge to move when at
rest
What are the
Symptoms?
People with narcolepsy experience highly
individualized patterns of REM sleep disturbances that
tend to begin subtly and may change dramatically over
time. The most common major symptom, other than
excessive daytime sleepiness (EDS), is cataplexy, which
occurs in about 70 percent of all patients. Sleep
paralysis and hallucinations are somewhat less common.
Only 10 to 25 percent of patients, however, display all
four of these major symptoms during the course of their
illness.
Excessive daytime
sleepiness
EDS,
the symptom most consistently experienced by almost all
patients, is usually the first to become clinically
apparent. Generally, EDS interferes with normal
activities on a daily basis, whether or not patients
have sufficient sleep at night. People with EDS describe
it as a persistent sense of mental cloudiness, a lack of
energy, a depressed mood, or extreme exhaustion. Many
find that they have great difficulty maintaining their
concentration while at school or work. Some experience
memory lapses. Many find it nearly impossible to stay
alert in passive situations, as when listening to
lectures or watching television. People tend to awaken
from such unavoidable sleeps feeling refreshed and
finding that their feelings of drowsiness and fatigue
subside for an hour or two.
Involuntary sleep episodes are sometimes
very brief, lasting no more than seconds at a time. As
many as 40 percent of all people with narcolepsy are
prone to automatic behavior during such
"microsleeps." They fall asleep for a few seconds while
performing a task but continue carrying it through to
completion without any apparent interruption. During
these episodes, people are usually engaged in habitual,
essentially "second nature" activities such as taking
notes in class, typing, or driving. They cannot recall
their actions, and their performance is almost always
impaired during a microsleep. Their handwriting may, for
example, degenerate into an illegible scrawl, or they
may store items in bizarre locations and then forget
where they placed them. If an episode occurs while
driving, patients may get lost or have an accident.
Cataplexy
Cataplexy is a sudden loss of muscle tone
that leads to feelings of weakness and a loss of
voluntary muscle control. Attacks can occur at any time
during the waking period, with patients usually
experiencing their first episodes several weeks or
months after the onset of EDS. But in about 10 percent
of all cases, cataplexy is the first symptom to appear
and can be misdiagnosed as a manifestation of a seizure
disorder. Cataplectic attacks vary in duration and
severity. The loss of muscle tone can be barely
perceptible, involving no more than a momentary sense of
slight weakness in a limited number of muscles, such as
mild drooping of the eyelids. The most severe attacks
result in a complete loss of tone in all voluntary
muscles, leading to total physical collapse in which
patients are unable to move, speak, or keep their eyes
open. But even during the most severe episodes, people
remain fully conscious, a characteristic that
distinguishes cataplexy from seizure disorders. Although
cataplexy can occur spontaneously, it is more often
triggered by sudden, strong emotions such as fear,
anger, stress, excitement, or humor. Laughter is
reportedly the most frequent trigger.
The
loss of muscle tone during a cataplectic episode
resembles the interruption of muscle activity that
naturally occurs during REM sleep. A group of neurons in
the brainstem ceases activity during REM sleep,
inhibiting muscle movement. Using an animal model,
scientists have recently learned that this same group of
neurons becomes inactive during cataplectic attacks, a
discovery that provides a clue to at least one of the
neurological abnormalities contributing to human
narcoleptic symptoms.
Sleep paralysis
The
temporary inability to move or speak while falling
asleep or waking up also parallels REM-induced
inhibitions of voluntary muscle activity. This natural
inhibition usually goes unnoticed by people who
experience normal sleep because it occurs only when they
are fully asleep and entering the REM stage at the
appropriate time in the sleep cycle. Experiencing sleep
paralysis resembles undergoing a cataplectic attack
affecting the entire body. As with cataplexy, people
remain fully conscious. Cataplexy and sleep paralysis
are frightening events, especially when first
experienced. Shocked by suddenly being unable to move,
many patients fear that they may be permanently
paralyzed or even dying. However, even when severe,
cataplexy and sleep paralysis do not result in permanent
dysfunction. After episodes end, people rapidly recover
their full capacity to move and speak.
Hallucinations
Hallucinations can accompany sleep
paralysis or can occur in isolation when people are
falling asleep or waking up. Referred to as
hypnagogic hallucinations when accompanying sleep
onset and as hypnopompic hallucinations when
occurring during awakening, these delusional experiences
are unusually vivid and frequently frightening. Most
often, the content is primarily visual, but any of the
other senses can be involved. These hallucinations
represent another intrusion of an element of REM
sleep-dreaming-into the wakeful state.
When Do Symptoms
Appear?
In
most cases, symptoms first appear when people are
between the ages of 10 and 25 but narcolepsy can become
clinically apparent at virtually any age. Many patients
first experience symptoms between the ages of 35 and 45.
A smaller number initially manifest the disorder around
the ages of 50 to 55. Narcolepsy can also develop early
in life, probably more frequently than is generally
recognized. For example, 3-year-old children have been
diagnosed with the disorder. Whatever the age of onset,
patients find that the symptoms tend to get worse over
the two to three decades after the first symptoms
appear. Many older patients find that some daytime
symptoms decrease in severity after age 60.
Narcoleptic symptoms, especially
EDS, often prove more severe when the disorder develops
early in life rather than during the adult years.
Experts have also begun to recognize that narcolepsy
sometimes contributes to certain childhood behavioral
problems, such as attention-deficit hyperactivity
disorder, and must be addressed before the behavioral
problem can be resolved. If left undiagnosed and
untreated, narcolepsy can pose special problems for
children and adolescents, interfering with their
psychological, social, and cognitive development and
undermining their ability to succeed at school. For some
young people, feelings of low self-esteem due to poor
academic performance may persist into adulthood.
What Causes
Narcolepsy?
The
cause of narcolepsy remains unknown but during the past
decade, scientists have made considerable progress in
understanding its pathogenesis and in identifying genes
strongly associated with the disorder. Researchers have
also discovered abnormalities in various parts of the
brain involved in regulating REM sleep that appear to
contribute to symptom development. Experts now believe
it is likely that-similar to many other complex, chronic
neurological diseases-narcolepsy involves multiple
factors interacting to cause neurological dysfunction
and REM sleep disturbances.
A
number of variant forms (alleles) of genes
located in a region of chromosome 6 known as the HLA
complex have proved to be strongly, although not
invariably, associated with narcolepsy. The HLA complex
comprises a large number of interrelated genes that
regulate key aspects of immune-system function. The
majority of people diagnosed with narcolepsy are known
to have specific variants in certain HLA genes. However,
these variations are neither necessary nor sufficient to
cause the disorder. Some people with narcolepsy do not
have the variant genes, while many people in the general
population without narcolepsy do possess these variant
genes. Thus it appears that specific variations in HLA
genes increase an individual's predisposition to develop
the disorder-possibly through a yet-undiscovered route
involving changes in immune-system function-when other
causative factors are present.
Many
other genes besides those making up the HLA complex may
contribute to the development of narcolepsy. Groups of
neurons in several parts of the brainstem and the
central brain, including the thalamus and hypothalamus,
interact to control sleep. Large numbers of genes on
different chromosomes control these neurons' activities,
any of which could contribute to development of the
disease. Scientists studying narcolepsy in dogs have
identified a mutation in a gene on chromosome 12 that
appears to contribute to the disorder. This mutated gene
disrupts the processing of a special class of
neurotransmitters called hypocretins (also known as
orexins) that are produced by neurons located in the
hypothalamus. Neurotransmitters are special proteins
that neurons produce to communicate with each other and
to regulate biological processes. The neurons that
produce hypocretins are active during wakefulness, and
research suggests that they keep the brain systems
needed for wakefulness from shutting down unexpectedly.
Mice born without functioning hypocretin genes develop
many symptoms of narcolepsy.
Except in rare cases, narcolepsy in
humans is not associated with mutations of the
hypocretin gene. However, scientists have found that
brains from humans with narcolepsy often contain greatly
reduced numbers of hypocretin-producing neurons. Certain
HLA subtypes may increase susceptibility to an immune
attack on hypocretin neurons in the hypothalamus,
leading to degeneration of neurons in the hypocretin
system. Other factors also may interfere with proper
functioning of this system. The hypocretins regulate
appetite and feeding behavior in addition to controlling
sleep. Therefore, the loss of hypocretin-producing
neurons may explain not only how narcolepsy develops in
some people, but also why people with narcolepsy have
higher rates of obesity compared to the general
population.
Other factors appear to play
important roles in the development of narcolepsy. Some
rare cases are known to result from traumatic injuries
to parts of the brain involved in REM sleep or from
tumor growth and other disease processes in the same
regions. Infections, exposure to toxins, dietary
factors, stress, hormonal changes such as those
occurring during puberty or menopause, and alterations
in a person's sleep schedule are just a few of the many
factors that may exert direct or indirect effects on the
brain, thereby possibly contributing to disease
development.
How is Narcolepsy
Diagnosed?
Narcolepsy is not definitively diagnosed
in most patients until 10 to 15 years after the first
symptoms appear. This unusually long lag-time is due to
several factors, including the disorder's subtle onset
and the variability of symptoms. As important, however,
is the fact that the public is largely unfamiliar with
the disorder, as are many health professionals. When
symptoms initially develop, people often do not
recognize that they are experiencing the onset of a
distinct neurological disorder and thus fail to seek
medical treatment.
A
clinical examination and exhaustive medical history are
essential for diagnosis and treatment. However, none of
the major symptoms is exclusive to narcolepsy. EDS-the
most common of all narcoleptic symptoms-can result from
a wide range of medical conditions, including other
sleep disorders such as sleep apnea, various viral or
bacterial infections, mood disorders such as depression,
and painful chronic illnesses such as congestive heart
failure and rheumatoid arthritis that disrupt normal
sleep patterns. Various medications can also lead to
EDS, as can consumption of caffeine, alcohol, and
nicotine. Finally, sleep deprivation has become one of
the most common causes of EDS among Americans.
This
lack of specificity greatly increases the difficulty of
arriving at an accurate diagnosis based on a
consideration of symptoms alone. Thus, a battery of
specialized tests, which can be performed in a sleep
disorders clinic, is usually required before a diagnosis
can be established.
Two
tests in particular are considered essential in
confirming a diagnosis of narcolepsy: the polysomnogram
(PSG) and the multiple sleep latency test (MSLT). The
PSG is an overnight test that takes continuous multiple
measurements while a patient is asleep to document
abnormalities in the sleep cycle. It records heart and
respiratory rates, electrical activity in the brain
through electroencephalography (EEG), and nerve activity
in muscles through electromyography (EMG). A PSG can
help reveal whether REM sleep occurs at abnormal times
in the sleep cycle and can eliminate the possibility
that an individual's symptoms result from another
condition.
The MSLT is performed during the
day to measure a person's tendency to fall asleep and to
determine whether isolated elements of REM sleep intrude
at inappropriate times during the waking hours. As part
of the test, an individual is asked to take four or five
short naps usually scheduled 2 hours apart over the
course of a day. As the name suggests, the sleep latency
test measures the amount of time it takes for a person
to fall asleep. Because sleep latency periods are
normally 10 minutes or longer, a latency period of 5
minutes or less is considered suggestive of narcolepsy.
The MSLT also measures heart and respiratory rates,
records nerve activity in muscles, and pinpoints the
occurrence of abnormally timed REM episodes through EEG
recordings. If a person enters REM sleep either at the
beginning or within a few minutes of sleep onset during
at least two of the scheduled naps, this is also
considered a positive indication of narcolepsy.
What Treatments are
Available?
Narcolepsy cannot yet be cured. But EDS
and cataplexy, the most disabling symptoms of the
disorder, can be controlled in most patients with drug
treatment. Often the treatment regimen is modified as
symptoms change.
For
decades, doctors have used central nervous system
stimulants-amphetamines such as methylphenidate,
dextroamphetamine, methamphetamine, and pemoline-to
alleviate EDS and reduce the incidence of sleep attacks.
For most patients these medications are generally quite
effective at reducing daytime drowsiness and improving
levels of alertness. However, they are associated with a
wide array of undesirable side effects so their use must
be carefully monitored. Common side effects include
irritability and nervousness, shakiness, disturbances in
heart rhythm, stomach upset, nighttime sleep disruption,
and anorexia. Patients may also develop tolerance with
long-term use, leading to the need for increased dosages
to maintain effectiveness. In addition, doctors should
be careful when prescribing these drugs and patients
should be careful using them because the potential for
abuse is high with any amphetamine.
In
1999, the FDA approved a new non-amphetamine
wake-promoting drug called modafinil for the treatment
of EDS. In clinical trials, modafinil proved to be
effective in alleviating EDS while producing fewer, less
serious side effects that do ampehtmines. Headache is
the most commonly reported adverse effect. Long-term use
of modafinil does not appear to lead to tolerance.
Two
classes of antidepressant drugs have proved effective in
controlling cataplexy in many patients: tricyclics
(including imipramine, desipramine, clomipramine, and
protriptyline) and selective serotonin reuptake
inhibitors (including fluoxetine and sertraline). In
general, antidepressants produce fewer adverse effects
than do amphetamines. But troublesome side effects still
occur in some patients, including impotence, high blood
pressure, and heart rhythm irregularities.
On July 17, 2002, the FDA approved
Xyrem (sodium oxybate or gamma hydroxybutyrate, also
known as GHB) for treating people with narcolepsy who
experience episodes of cataplexy. Due to safety
concerns associated with the use of this drug, the
distribution of Xyrem is tightly restricted.
What Behavioral
Strategies Help People Cope With
Symptoms?
None
of the currently available medications enables people
with narcolepsy to consistently maintain a fully normal
state of alertness. Thus, drug therapy should be
supplemented by various behavioral strategies according
to the needs of the individual patient.
To
gain greater control over their symptoms, many patients
take short, regularly scheduled naps at times when they
tend to feel sleepiest. Adults can often negotiate with
employers to modify their work schedules so they can
take naps when necessary and perform their most
demanding tasks when they are most alert. The Americans
with Disabilities Act requires employers to provide
reasonable accommodations for all employees with
disabilities. Children and adolescents with narcolepsy
can be similarly accommodated through modifying class
schedules and informing school personnel of special
needs, including medication requirements during the
school day.
Improving the quality of nighttime sleep
can combat EDS and help relieve persistent feelings of
fatigue. Among the most important common-sense measures
patients can take to enhance sleep quality are: (1)
maintaining a regular sleep schedule; (2) avoiding
alcohol and caffeine-containing beverages for several
hours before bedtime; (3) avoiding smoking, especially
at night; (4) maintaining a comfortable, adequately
warmed bedroom environment; and (5) engaging in relaxing
activities such as a warm bath before bedtime.
Exercising for at least 20 minutes per day at least 4 or
5 hours before bedtime also improves sleep quality and
can help people with narcolepsy avoid gaining excess
weight.
Safety precautions, particularly when
driving, are of paramount importance for all persons
with narcolepsy. Although the disorder, in itself, is
not fatal, EDS and cataplexy can lead to serious injury
or death if left uncontrolled. Suddenly falling asleep
or losing muscle control can transform actions that are
ordinarily safe, such as walking down a long flight of
stairs, into hazards. People with untreated narcoleptic
symptoms are involved in automobile accidents roughly 10
times more frequently than the general population.
However, accident rates are normal among patients who
have received appropriate medication.
Finally, patient support groups
frequently prove extremely beneficial because people
with narcolepsy may become socially isolated due to
embarrassment about their symptoms. Many patients also
attempt to avoid experiencing strong emotions, since
humor, excitement, and other intense feelings can
trigger cataplectic attacks. Moreover, because of the
widespread lack of public knowledge about the disorder,
people with narcolepsy are too often unfairly judged to
be lazy, unintelligent, undisciplined, or unmotivated.
Such stigmatization often increases the tendency toward
self-imposed isolation. The empathy and understanding
that support groups offer people can be crucial to their
overall sense of well-being and provide them with a
network of social contacts who can offer practical help
and emotional support.
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